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SLAPO_PPOLICY(5)					      SLAPO_PPOLICY(5)

NAME
       slapo-ppolicy - Password Policy overlay

SYNOPSIS
       /etc/openldap/slapd.conf

DESCRIPTION
       The  ppolicy overlay is an implementation of the most recent IETF Pass-
       word Policy proposal for	 LDAP.	  When	instantiated,  it  intercepts,
       decodes and applies specific password policy controls to overall use of
       a backend database, changes to user password fields, etc.

       The overlay provides a variety of password  control  mechanisms.	  They
       include	password  aging--both minimum and maximum ages, password reuse
       and duplication control, account time-outs, mandatory password  resets,
       acceptable  password  content, and even grace logins.  Different groups
       of users may be associated with different password policies, and	 there
       is no limit to the number of password policies that may be created.

       Note that some of the policies do not take effect when the operation is
       performed with the rootdn identity; all the operations, when  performed
       with  any  other identity, may be subjected to constraints, like access
       control.

CONFIGURATION
       These slapd.conf configuration options apply to	the  ppolicy  overlay.
       They should appear after the overlay directive.

       ppolicy_default <policyDN>
	      Specify  the  DN of the pwdPolicy object to use when no specific
	      policy is set on a given user's entry. If there is  no  specific
	      policy  for  an  entry and no default is given, then no policies
	      will be enforced.

       ppolicy_hash_cleartext
	      Specify that cleartext  passwords	 present  in  Add  and	Modify
	      requests	should	be hashed before being stored in the database.
	      This violates the	 X.500/LDAP  information  model,  but  may  be
	      needed  to  compensate for LDAP clients that don't use the Pass-
	      word Modify extended operation to manage passwords.  It is  rec-
	      ommended that when this option is used that compare, search, and
	      read access be denied to all directory users.

       ppolicy_use_lockout
	      A client will always receive an LDAP InvalidCredentials response
	      when  Binding  to	 a locked account. By default, when a Password
	      Policy control was provided on the Bind request, a Password Pol-
	      icy  response  will  be included with no special error code set.
	      This option changes the Password Policy response to include  the
	      AccountLocked  error  code.  Note that sending the AccountLocked
	      error code provides useful information  to  an  attacker;	 sites
	      that  are	 sensitive  to	security issues should not enable this
	      option.

OBJECT CLASS
       The ppolicy overlay depends on the pwdPolicy object class.  The defini-
       tion of that class is as follows:

	   (  1.3.6.1.4.1.42.2.27.8.2.1
	       NAME 'pwdPolicy'
	       AUXILIARY
	       SUP top
	       MUST ( pwdAttribute )
	       MAY (
		   pwdMinAge $ pwdMaxAge $ pwdInHistory $
		   pwdCheckQuality $ pwdMinLength $
		   pwdExpireWarning $ pwdGraceAuthnLimit $
		   pwdLockout $ pwdLockoutDuration $
		   pwdMaxFailure $ pwdFailureCountInterval $
		   pwdMustChange $ pwdAllowUserChange $
		   pwdSafeModify ) )

       This   implementation  also  provides  an  additional  pwdPolicyChecker
       objectclass, used for password quality checking (see below).

	   (  1.3.6.1.4.1.4754.2.99.1
	       NAME 'pwdPolicyChecker'
	       AUXILIARY
	       SUP top
	       MAY ( pwdCheckModule ) )

       Every account that should be subject to password policy control	should
       have a pwdPolicySubentry attribute containing the DN of a valid pwdPol-
       icy entry, or they can simply use the configured default.  In this  way
       different users may be managed according to different policies.

OBJECT CLASS ATTRIBUTES
       Each one of the sections below details the meaning and use of a partic-
       ular attribute of this pwdPolicy object class.

       pwdAttribute

       This attribute contains the name of the attribute to which the password
       policy  is  applied. For example, the password policy may be applied to
       the userPassword attribute.

       Note: in this implementation, the only value accepted for  pwdAttribute
       is  userPassword .

	   (  1.3.6.1.4.1.42.2.27.8.1.1
	      NAME 'pwdAttribute'
	      EQUALITY objectIdentifierMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.38 )

       pwdMinAge

       This  attribute contains the number of seconds that must elapse between
       modifications allowed  to  the  password.  If  this  attribute  is  not
       present,	 zero  seconds	is  assumed (i.e. the password may be modified
       whenever and however often is desired).

	   (  1.3.6.1.4.1.42.2.27.8.1.2
	      NAME 'pwdMinAge'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdMaxAge

       This attribute contains the number of seconds after  which  a  modified
       password	 will  expire.	 If  this  attribute is not present, or if its
       value is zero (0), then passwords will not expire.

	   (  1.3.6.1.4.1.42.2.27.8.1.3
	      NAME 'pwdMaxAge'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdInHistory

       This attribute is used to specify the maximum number of used  passwords
       that  will  be stored in the pwdHistory attribute.  If the pwdInHistory
       attribute is not present, or if its value is zero (0),  used  passwords
       will  not be stored in pwdHistory and thus any previously-used password
       may be reused.  No history checking occurs if  the  password  is	 being
       modified	 by the rootdn, although the password is saved in the history.

	   (  1.3.6.1.4.1.42.2.27.8.1.4
	      NAME 'pwdInHistory'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdCheckQuality

       This attribute indicates if and how password  syntax  will  be  checked
       while  a	 password is being modified or added. If this attribute is not
       present, or its value is zero (0), no syntax checking will be done.  If
       its  value  is  one  (1),  the server will check the syntax, and if the
       server is unable to check the syntax,  whether  due  to	a  client-side
       hashed password or some other reason, it will be accepted. If its value
       is two (2), the server will check the syntax,  and  if  the  server  is
       unable  to  check the syntax it will return an error refusing the pass-
       word.

	   (  1.3.6.1.4.1.42.2.27.8.1.5
	      NAME 'pwdCheckQuality'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdMinLength

       When  syntax  checking  is  enabled  (see  also	 the   pwdCheckQuality
       attribute),  this  attribute  contains the minimum number of characters
       that will be accepted in a password. If this attribute is not  present,
       minimum	password  length  is  not enforced. If the server is unable to
       check the length of the password, whether due to a  client-side	hashed
       password	 or some other reason, the server will, depending on the value
       of pwdCheckQuality, either accept the password without checking it  (if
       pwdCheckQuality	is zero (0) or one (1)) or refuse it (if pwdCheckQual-
       ity is two (2)).

	   (  1.3.6.1.4.1.42.2.27.8.1.6
	      NAME 'pwdMinLength'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdExpireWarning

       This attribute contains the maximum number of seconds before a password
       is due to expire that expiration warning messages will be returned to a
       user who is authenticating to the directory.  If this attribute is  not
       present, or if the value is zero (0), no warnings will be sent.

	   (  1.3.6.1.4.1.42.2.27.8.1.7
	      NAME 'pwdExpireWarning'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdGraceAuthnLimit

       This  attribute	contains  the number of times that an expired password
       may be used to authenticate a user to the directory. If this  attribute
       is  not	present	 or if its value is zero (0), users with expired pass-
       words will not be allowed to authenticate to the directory.

	   (  1.3.6.1.4.1.42.2.27.8.1.8
	      NAME 'pwdGraceAuthnLimit'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdLockout

       This attribute specifies the action that should be taken by the	direc-
       tory  when  a user has made a number of failed attempts to authenticate
       to the directory.  If pwdLockout is set (its value is "TRUE"), the user
       will  not  be allowed to attempt to authenticate to the directory after
       there have been a specified number of consecutive failed bind attempts.
       The maximum number of consecutive failed bind attempts allowed is spec-
       ified by the pwdMaxFailure attribute.  If pwdLockout is not present, or
       if  its	value  is "FALSE", the password may be used to authenticate no
       matter how many consecutive failed bind attempts have been made.

	   (  1.3.6.1.4.1.42.2.27.8.1.9
	      NAME 'pwdLockout'
	      EQUALITY booleanMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
	      SINGLE-VALUE )

       pwdLockoutDuration

       This attribute contains the number of seconds during which the password
       cannot  be  used	 to  authenticate the user to the directory due to too
       many consecutive failed bind attempts.  (See also pwdLockout  and  pwd-
       MaxFailure.)   If pwdLockoutDuration is not present, or if its value is
       zero (0), the password cannot be used to authenticate the user  to  the
       directory again until it is reset by an administrator.

	   (  1.3.6.1.4.1.42.2.27.8.1.10
	      NAME 'pwdLockoutDuration'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdMaxFailure

       This  attribute contains the number of consecutive failed bind attempts
       after which the password may not be used to authenticate a user to  the
       directory.   If pwdMaxFailure is not present, or its value is zero (0),
       then a user will be allowed to continue to attempt to  authenticate  to
       the directory, no matter how many consecutive failed bind attempts have
       occurred with that user's DN.  (See also pwdLockout and pwdLockoutDura-
       tion.)

	   (  1.3.6.1.4.1.42.2.27.8.1.11
	      NAME 'pwdMaxFailure'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdFailureCountInterval

       This  attribute contains the number of seconds after which old consecu-
       tive failed bind attempts are purged from  the  failure	counter,  even
       though  no  successful  authentication  has  occurred.	If pwdFailure-
       CountInterval is not present, or its value is  zero  (0),  the  failure
       counter will only be reset by a successful authentication.

	   (  1.3.6.1.4.1.42.2.27.8.1.12
	      NAME 'pwdFailureCountInterval'
	      EQUALITY integerMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.27
	      SINGLE-VALUE )

       pwdMustChange

       This attribute specifies whether users must change their passwords when
       they first bind to the directory after a password is set	 or  reset  by
       the  administrator,  or	not.   If pwdMustChange has a value of "TRUE",
       users must change their passwords when they first bind to the directory
       after  a	 password  is  set  or	reset  by  the administrator.  If pwd-
       MustChange is not present, or its  value	 is  "FALSE",  users  are  not
       required	 to change their password upon binding after the administrator
       sets or resets the password.

	   (  1.3.6.1.4.1.42.2.27.8.1.13
	     NAME 'pwdMustChange'
	     EQUALITY booleanMatch
	     SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
	     SINGLE-VALUE )

       pwdAllowUserChange

       This attribute specifies whether users are allowed to change their  own
       passwords  or  not.   If pwdAllowUserChange is set to "TRUE", or if the
       attribute is not present, users will be allowed	to  change  their  own
       passwords.   If	its  value  is	"FALSE",  users will not be allowed to
       change their own passwords.

	   (  1.3.6.1.4.1.42.2.27.8.1.14
	      NAME 'pwdAllowUserChange'
	      EQUALITY booleanMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
	      SINGLE-VALUE )

       pwdSafeModify

       This attribute denotes whether the user's  existing  password  must  be
       sent  along  with their new password when changing a password.  If pwd-
       SafeModify is set to "TRUE", the existing password must be  sent	 along
       with  the  new password.	 If the attribute is not present, or its value
       is "FALSE", the existing password need not be sent along with  the  new
       password.

	   (  1.3.6.1.4.1.42.2.27.8.1.15
	      NAME 'pwdSafeModify'
	      EQUALITY booleanMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
	      SINGLE-VALUE )

       pwdCheckModule

       This attribute names a user-defined loadable module that must instanti-
       ate the check_password() function.  This function  will	be  called  to
       further	check  a  new password if pwdCheckQuality is set to one (1) or
       two (2), after all of the built-in password compliance checks have been
       passed.	This function will be called according to this function proto-
       type:
	   int check_password (char *pPasswd, char **ppErrStr, Entry *pEntry);
       The  pPasswd  parameter	contains  the  clear-text  user	 password, the
       ppErrStr parameter contains a double pointer that allows	 the  function
       to  return  human-readable  details about any error it encounters.  The
       optional pEntry parameter, if non-NULL, carries a pointer to the	 entry
       whose  password	is  being checked.  If ppErrStr is NULL, then funcName
       must NOT attempt to use it/them.	 A return value of  LDAP_SUCCESS  from
       the  called function indicates that the password is ok, any other value
       indicates that the password is unacceptable.  If the password is	 unac-
       ceptable,  the  server will return an error to the client, and ppErrStr
       may be used to return  a	 human-readable	 textual  explanation  of  the
       error.  The  error  string  must be dynamically allocated as it will be
       free()'d by slapd.

	   (  1.3.6.1.4.1.4754.1.99.1
	      NAME 'pwdCheckModule'
	      EQUALITY caseExactIA5Match
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.26
	      SINGLE-VALUE )

       Note: The user-defined loadable module named by pwdCheckModule must  be
       in slapd's standard executable search PATH.

       Note:  pwdCheckModule  is a non-standard extension to the LDAP password
       policy proposal.

OPERATIONAL ATTRIBUTES
       The operational attributes used by the passwd_policy module are	stored
       in  the	user's entry.  Most of these attributes are not intended to be
       changed directly by users; they are there to track user activity.  They
       have  been  detailed  here  so  that  administrators and users can both
       understand the workings of the ppolicy module.

       userPassword

       The attribute is not strictly part of the ppolicy module.  It is,  how-
       ever,  the  attribute  that  is	tracked	 and controlled by the module.
       Please refer to the standard OpenLDAP schema for its definition.

       pwdPolicySubentry

       This attribute refers directly to the pwdPolicy subentry that is to  be
       used  for this particular directory user.  If pwdPolicySubentry exists,
       it must contain the DN of a valid pwdPolicy object.   If	 it  does  not
       exist,  the  ppolicy  module  will  enforce the default password policy
       rules on the user associated with this authenticating DN. If  there  is
       no  default,  or the referenced subentry does not exist, then no policy
       rules will be enforced.

	   (  1.3.6.1.4.1.42.2.27.8.1.23
	      NAME 'pwdPolicySubentry'
	      DESC 'The pwdPolicy subentry in effect for
		  this object'
	      EQUALITY distinguishedNameMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.12
	      SINGLE-VALUE
	      NO-USER-MODIFICATION
	      USAGE directoryOperation)

       pwdChangedTime

       This attribute denotes the last time  that  the	entry's	 password  was
       changed.	  This	value  is  used	 by  the password expiration policy to
       determine whether the password is too old to be allowed to be used  for
       user  authentication.   If  pwdChangedTime  does	 not exist, the user's
       password will not expire.

	   (  1.3.6.1.4.1.42.2.27.8.1.16
	      NAME 'pwdChangedTime'
	      DESC 'The time the password was last changed'
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
	      EQUALITY generalizedTimeMatch
	      ORDERING generalizedTimeOrderingMatch
	      SINGLE-VALUE
	      NO-USER-MODIFICATION
	      USAGE directoryOperation)

       pwdAccountLockedTime

       This attribute contains the time that the user's	 account  was  locked.
       If  the	account has been locked, the password may no longer be used to
       authenticate the user to the directory.	If pwdAccountLockedTime is set
       to  000001010000Z,  the	user's account has been permanently locked and
       may only be unlocked by an administrator.

	   (  1.3.6.1.4.1.42.2.27.8.1.17
	      NAME 'pwdAccountLockedTime'
	      DESC 'The time an user account was locked'
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
	      EQUALITY generalizedTimeMatch
	      ORDERING generalizedTimeOrderingMatch
	      SINGLE-VALUE
	      NO-USER-MODIFICATION
	      USAGE directoryOperation)

       pwdFailureTime

       This attribute contains the  timestamps	of  each  of  the  consecutive
       authentication  failures	 made upon attempted authentication to this DN
       (i.e. account).	If too many timestamps accumulate here (refer  to  the
       pwdMaxFailure  password policy attribute for details), and the pwdLock-
       out password policy attribute is set to	"TRUE",	 the  account  may  be
       locked.	  (Please   also  refer	 to  the  pwdLockout  password	policy
       attribute.)  Excess timestamps beyond those  allowed  by	 pwdMaxFailure
       may  also be purged.  If a successful authentication is made to this DN
       (i.e. to this user account), then pwdFailureTime will  be  cleansed  of
       entries.

	   (  1.3.6.1.4.1.42.2.27.8.1.19
	      NAME 'pwdFailureTime'
	      DESC 'The timestamps of the last consecutive
		  authentication failures'
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
	      EQUALITY generalizedTimeMatch
	      ORDERING generalizedTimeOrderingMatch
	      NO-USER-MODIFICATION
	      USAGE directoryOperation )

       pwdHistory

       This  attribute	contains  the history of previously used passwords for
       this DN (i.e. for this user account).  The values of this attribute are
       stored in string format as follows:

	   pwdHistory=
	       time "#" syntaxOID "#" length "#" data

	   time=
	       generalizedTimeString as specified in section 6.14 of [RFC2252]

	   syntaxOID = numericoid
	       This is the string representation  of  the  dotted-decimal  OID
	       that defines the syntax used to store the password.  numericoid
	       is described in section 4.1 of [RFC2252].

	   length = numericstring
	       The number of octets in the data.  numericstring	 is  described
	       in section 4.1 of [RFC2252].

	   data =
	       Octets  representing  the  password  in the format specified by
	       syntaxOID.

       This format allows the server to store and transmit a history of	 pass-
       words  that have been used.  In order for equality matching on the val-
       ues in this attribute to function properly, the time field  is  in  GMT
       format.

	   (  1.3.6.1.4.1.42.2.27.8.1.20
	      NAME 'pwdHistory'
	      DESC 'The history of user passwords'
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.40
	      EQUALITY octetStringMatch
	      NO-USER-MODIFICATION
	      USAGE directoryOperation)

       pwdGraceUseTime	This  attribute	 contains  the	list  of timestamps of
       logins made after the user password in the DN has expired.  These post-
       expiration  logins  are	known  as  "grace  logins".  If too many grace
       logins have been used (please refer to the pwdGraceLoginLimit  password
       policy  attribute), then the DN will no longer be allowed to be used to
       authenticate the user to the directory until the administrator  changes
       the DN's userPassword attribute.

	   (  1.3.6.1.4.1.42.2.27.8.1.21
	      NAME 'pwdGraceUseTime'
	      DESC  'The  timestamps  of the grace login once the password has
	   expired'
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.24
	      EQUALITY generalizedTimeMatch
	      NO-USER-MODIFICATION
	      USAGE directoryOperation)

       pwdReset

       This attribute indicates whether the user's password has been reset  by
       the  administrator  and	thus must be changed upon first use of this DN
       for authentication to the directory.  If pwdReset  is  set  to  "TRUE",
       then  the  password  was	 reset	and the user must change it upon first
       authentication.	If the attribute does not exist, or is set to "FALSE",
       the user need not change their password due to administrative reset.

	   (  1.3.6.1.4.1.42.2.27.8.1.22
	      NAME 'pwdReset'
	      DESC 'The indication that the password has
		  been reset'
	      EQUALITY booleanMatch
	      SYNTAX 1.3.6.1.4.1.1466.115.121.1.7
	      SINGLE-VALUE
	      USAGE directoryOperation)

EXAMPLES
	      database bdb
	      suffix dc=example,dc=com
	      overlay ppolicy
	      ppolicy_default "cn=Standard,ou=Policies,dc=example,dc=com"

SEE ALSO
       ldap(3), slapd.conf(5),

       "OpenLDAP Administrator's Guide" (http://www.OpenLDAP.org/doc/admin/)

       IETF  LDAP  password  policy  proposal  by P. Behera, L.	 Poitou and J.
       Sermersheim:  documented in IETF document  "draft-behera-ldap-password-
       policy-09.txt".

BUGS
       The LDAP Password Policy specification is not yet an approved standard,
       and it is still evolving. This code will continue to be in  flux	 until
       the specification is finalized.

ACKNOWLEDGEMENTS
       This module was written in 2004 by Howard Chu of Symas Corporation with
       significant input from Neil Dunbar  and	Kartik	Subbarao  of  Hewlett-
       Packard.

       This manual page borrows heavily and shamelessly from the specification
       upon which the password policy module  it  describes  is	 based.	  This
       source  is  the	IETF  LDAP  password  policy proposal by P. Behera, L.
       Poitou and J. Sermersheim.  The proposal is  fully  documented  in  the
       IETF  document  named draft-behera-ldap-password-policy-09.txt, written
       in July of 2005.

       OpenLDAP	 is  developed	and  maintained	 by   The   OpenLDAP   Project
       (http://www.openldap.org/).   OpenLDAP  is  derived  from University of
       Michigan LDAP 3.3 Release.

OpenLDAP 2.3.37			  2007/07/20		      SLAPO_PPOLICY(5)
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